Rochdale Securities Trading Error

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Rochdale to Seek Capital Injection after Bad Trade in Apple – was looking for a capital injection after the trading error. From Bloomberg: Rochdale Securities LLC, the 37-year- old brokerage that employs bank analyst Dick Bove, is seeking a capital injection after a trading error, said three people.

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Mar 9, 2016. "Rochdale Securities Trader Sentenced to 30 Months in Prison in. stock price increased or claim the order size was merely an error if the.

Dec 10, 2014. According to the SEC's order, the rogue trader at Rochdale was using. stock price increased or claim the order size was merely an error if the.

Rochdale Securities Trader Admits Role in. Miller would claim human error, leaving Rochdale holding. falsely claiming that he was trading for the.

Rochdale Securities, the home of influential banking analyst Dick Bove, is reportedly searching for a capital injection after a trading error diminished the brokerage firm’s capital base. Continue Reading Below According to Bloomberg.

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Dec 10, 2014. When Apple stock slumped, Miller's plan unraveled and he falsely claimed his trades were made in error. This left Rochdale saddled with a.

Rochdale Brokerage Is Imperiled After Bad Bet – DealBook – Rochdale executives and regulators are trying to determine whether his actions amounted to a trading. at Rochdale Securities is said. error, an.

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Rochdale Securities, the home of influential banking analyst Dick Bove, is reportedly searching for a capital injection after a trading error diminished.

“Rochdale Securities LLC, the 37-year- old brokerage that employs bank analyst Dick Bove, is seeking a capital injection after a trading error, said three people with knowledge of the firm’s situation,” Hugh Son, Saijel Kishan and.

Ex-Rochdale Securities Trader Sentenced to 30 Months – Bloomberg – Nov 19, 2013. A former Rochdale Securities LLC trader was sentenced to 2 1/2 years in. If you believe that you may have received this message in error.

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